Even Galileo may have fudged

Even Galileo may have fudged

Photo by Athanasios Bogris (CC BY-SA 4.0)

Originally published 8 December 1986

Two weeks ago, a team of researchers at Har­vard’s Dana-Far­ber Can­cer Insti­tute retract­ed a paper pub­lished ear­li­er this year [1986] in the jour­nal Sci­ence. The paper report­ed the dis­cov­ery of a mol­e­cule called inter­leukin-4A, which was said to play a role in ampli­fy­ing the immune respons­es of the human body. The iso­la­tion of the mol­e­cule was con­sid­ered a promis­ing step in the search for a cure for cancer.

It now appears that inter­leukin-4A does not exist. The data on which the report was based are alleged­ly fraud­u­lent, con­trived by one mem­ber of the team after ini­tial­ly promis­ing exper­i­ments failed to pan out. The author of the decep­tion is report­ed to have said, “There was a lot of pres­sure in the lab and I did­n’t have the courage to tell them.”

This lat­est scan­dal in bio­med­ical research recalls sev­er­al oth­er cas­es of pur­port­ed fraud with­in the past decade, two of them with­in the Boston area. In 1980, Dr. John Long, a senior researcher at Mass­a­chu­setts Gen­er­al Hos­pi­tal, resigned after admit­ting he had invent­ed data relat­ing to an exper­i­ment on Hodgk­in’s dis­ease, a form of can­cer. Three years ear­li­er, Dr. Marc Straus of Boston Uni­ver­si­ty and Uni­ver­si­ty Hos­pi­tal had been accused of sub­mit­ting reports on can­cer research that con­tained repeat­ed fal­si­fi­ca­tions. The high­ly-respect­ed physi­cian resigned under fire, insist­ing that he was the vic­tim of a staff con­spir­a­cy. The Globe lat­er ran a five-part Spot­light series on the Straus affair that led to an inves­ti­ga­tion by the Nation­al Can­cer Institute.

The scan­dals involv­ing Long and Straus caused hand­wring­ing and soul-search­ing with­in the research com­mu­ni­ty. The Dana-Far­ber scan­dal is sure to do the same. These are the ques­tions that will be asked: Are there pres­sures in sci­ence that encour­age fraud? How can decep­tion be pre­vent­ed? Just how seri­ous a prob­lem is fraud in science?

Competition is intense

The pres­sures that encour­age fraud are obvi­ous enough. Con­tem­po­rary sci­ence is a high-risk, high-stakes game. Suc­cess­ful research is a pre­req­ui­site to advance­ment and tenure. More fun­da­men­tal­ly, the abil­i­ty to do research is increas­ing­ly depen­dent upon fed­er­al fund­ing. Long used $750,000 in fed­er­al funds for his research on Hodgk­in’s dis­ease. Straus was award­ed near­ly $1 mil­lion in can­cer research grants over a three-year peri­od. Grants are usu­al­ly made on the basis of an estab­lished track record in research. The com­pe­ti­tion for funds is intense.

In a dis­cus­sion of fraud at last year’s meet­ing of the Amer­i­can Acad­e­my for the Advance­ment of Sci­ence, Dr. Robert Peters­dorf, vice chan­cel­lor for health sci­ences at the Uni­ver­si­ty of Cal­i­for­nia at San Diego, sug­gest­ed that sci­ence today is “too com­pet­i­tive, too big, too entre­pre­neur­ial, and too bent on win­ning.” If report­ed cas­es of fraud or alleged fraud are an indi­ca­tor, these pres­sures seem to apply most force­ful­ly to bio­med­ical research.

Wal­ter Stew­art and Ned Fed­er, research sci­en­tists at the Nation­al Insti­tutes of Health in Bethes­da, Md., con­duct­ed a sur­vey of the work of research car­di­ol­o­gists at two high­ly respect­ed med­ical schools. They claim that 35 of the 47 sci­en­tists in their sam­ple had engaged in “dubi­ous or sub­stan­dard prac­tice.” The details of the sur­vey have not been pub­lished, so it is dif­fi­cult to assess its valid­i­ty. If the sur­vey reflects the actu­al state of med­ical research, then its con­clu­sions are deeply troubling.

Still, cas­es of out­right fraud in most areas of sci­ence appear to be rare, con­sid­er­ing the num­ber of peo­ple and the amount of mon­ey involved. In my expe­ri­ence, peo­ple who choose sci­ence as a career are more often moti­vat­ed by an hon­est intel­lec­tu­al curios­i­ty than by a desire for per­son­al wealth or advance­ment. But sci­en­tists are no less human than any­one else. To rein­force the integri­ty of research, sci­ence has evolved a sys­tem of peer review that makes bla­tant decep­tion very dif­fi­cult to perpetrate.

Creative ’rounding-off’

Bla­tant decep­tion aside, what about less seri­ous cas­es of mere­ly fudg­ing the facts? How often do sci­en­tists play down data that con­tra­dicts a hypoth­e­sis, or use sta­tis­ti­cal meth­ods that show data in the most favor­able light? This kind of minor fraud may be com­mon. As one who has taught intro­duc­to­ry lab cours­es, I know that a lit­tle cre­ative “round­ing off” and tidy­ing of data begins ear­ly in a sci­en­tist’s career, usu­al­ly with­out any mal­ice of intent. It is hard to imag­ine that it does­n’t continue.

It may even be true that a mod­est nudg­ing of the facts has occa­sion­al­ly worked to the ben­e­fit of sci­ence. Ptole­my, Galileo, New­ton, and Mendel have all been accused by his­to­ri­ans of minor decep­tions. Paul Feyer­band, a philoso­pher of sci­ence who can be relied upon for provoca­tive com­ment, has argues that small-scale cheat­ing is essen­tial to the advance­ment of sci­ence. No the­o­ry, no mat­ter how good, will coin­cide with obser­va­tion in every detail. Accord­ing to Feyer­band, a sci­en­tist may some­times best serve truth by sup­press­ing the scrupu­lous report­ing of facts in favor of good rhetoric. It is to be hoped, I sup­pose, that the sci­en­tist who bends facts to favor rhetoric is as capa­ble of rec­og­niz­ing the truth as New­ton or Mendel.

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